ICMA SOFQ Exam Details & Actual Exam Questions
- Exam Code/Number: SOFQ
- Exam Name/Title: Securities Operations Foundation Qualification (SOFQ)
- Certification Provider: ICMA
- Corresponding Certification: Securities Operations Foundation
- Exam Questions: 50
- Updated On: Sep,14 2026
- Certification Level: Foundation / Entry Level
ICMA Securities Operations Foundation Qualification (SOFQ) Exam Questions
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(28 Up Votes)ICMA SOFQ Exam Overview:
| Certification Vendor: | International Capital Market Association (ICMA) |
|---|---|
| Exam Name: | ICMA Securities Operations Foundation Qualification (SOFQ) |
| Exam Number: | SOFQ |
| Certificate Validity Period: | Not publicly disclosed |
| Real Exam Qty: | Not publicly disclosed |
| Exam Price: | Varies by provider / not publicly disclosed |
| Passing Score: | Not publicly disclosed |
| Available Languages: | English |
| Exam Format: | Multiple-choice questions |
| Exam Duration: | Not publicly disclosed |
| Recommended Training: | ICMA Education Programmes |
| Exam Registration: | ICMA Education & Training |
| Sample Questions: | ICMA SOFQ Sample Questions |
| Exam Way: | Not publicly disclosed (typically online assessment via ICMA learning platform) |
| Pre Condition: | Entry-level knowledge of financial markets is recommended; no formal prerequisites are publicly specified |
| Official Syllabus URL: | https://www.icmagroup.org/ |
ICMA SOFQ Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Risk and Compliance | - Operational risk in securities processing - Regulatory and compliance framework |
| Market Infrastructure | - Settlement systems and intermediaries - Clearing houses and CSDs |
| Securities Markets Overview | - Financial instruments and market participants - Market structure and infrastructure |
| Corporate Actions | - Processing and impact on securities - Types of corporate actions |
| Custody and Safekeeping | - Securities holding structures - Asset servicing and custody roles |
| Clearing and Settlement | - Settlement cycles and processes - Clearing mechanisms and counterparties |
| Trade Lifecycle | - Post-trade processing workflow - Trade execution and confirmation |
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