CIRO CIRE Exam Details & Actual Exam Questions
- Exam Code/Number: CIRE
- Exam Name/Title: Canadian Investment Regulatory Exam
- Certification Provider: CIRO
- Corresponding Certification: Canadian Investment Regulatory
- Exam Questions: 112
- Updated On: Aug,29 2026
- Certification Level: Entry / Foundation
CIRO Canadian Investment Regulatory Exam Questions
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CIRO CIRE Exam Overview:
| Certification Vendor: | CIRO (Canadian Investment Regulatory Organization) |
| Exam Name: | Canadian Investment Regulatory Exam |
| Exam Number: | CIRE |
| Available Languages: | English |
| Exam Duration: | 120 minutes |
| Passing Score: | Approximately 60% (not published officially) |
| Related Certifications: | Retail Securities Exam (RSE) Institutional Securities Exam (ISE) Supervisor Exam (SUP) Trader Exam (TRD) Derivatives Exam Director and Executive Exam Chief Compliance Officer Exam Chief Financial Officer Exam |
| Real Exam Qty: | 110 |
| Exam Price: | CAD $475 (first attempt); CAD $300 (per retake) |
| Exam Format: | Multiple-choice questions, Computer-based, Proctored (in-person or remote) |
| Certificate Validity Period: | 12 months from enrollment (3 attempts allowed) |
| Recommended Training: | CIRE Syllabus & Study Guide (official PDF) CIRO Practice Exam & Study Resources |
| Exam Registration: | Fitch Learning (exam delivery) CIRO Enrollment / Candidate Portal |
| Sample Questions: | CIRO CIRE Sample Questions |
| Exam Way: | Computer-based, delivered at Prometric test centres or via remote proctoring (OnVUE) |
| Pre Condition: | No mandatory prerequisites; foundational exam for CIRO Proficiency Model. Replaced Canadian Securities Course (CSC) effective Jan 1, 2026. CFA Level I or charterholders may be exempt. |
| Official Syllabus URL: | https://www.ciro.ca/registered-individuals/proficiency/exam-hub/canadian-investment-regulatory-exam-cire |
CIRO CIRE Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Prospective Client Relationships | ~10% | - Know Your Prospect (KYP) and Disclosures - Relationship Discovery and Qualification |
| Market Integrity, Trade Execution and Settlement | ~12% | - UMIR and Market Integrity Rules - Order Types, Execution and Settlement Processes |
| Client Complaint Handling and Reporting | ~5% | - Escalation, Recordkeeping and Reporting - Complaint Management Framework |
| Scope of Client Relationship, KYC and Suitability | ~15–18% | - Suitability Assessment and Obligations - Know Your Client (KYC) Requirements |
| Securities and Managed Products | ~19% | - Equities, Fixed-Income and Managed Products - Fund Structures and Product Characteristics |
| Overview of Regulatory Framework | ~10% | - Market Infrastructure and Protection Funds - Securities Legislation and Regulators (CSA, CIRO, FINTRAC) |
| Conflicts of Interest and Ethics | ~14–15% | - Client-Focused Reforms and Ethical Standards - Conflict Identification, Disclosure and Management |
| Derivatives Fundamentals | ~5–8% | - Options, Futures and Forwards Basics - Risk and Suitability for Derivatives |
| Market and Company Analysis | ~8% | - Fundamental and Technical Analysis - Investment Performance Benchmarks |
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