FINRA Series-7 Exam Details & Actual Exam Questions
- Exam Code/Number: Series-7
- Exam Name/Title: General Securities Representative Qualification Examination (GS)
- Certification Provider: FINRA
- Corresponding Certification: General Securities Representative
- Exam Questions: 402
- Updated On: Jul,25 2026
- Certification Level: Representative / Qualification
FINRA General Securities Representative Qualification Examination (GS) Exam Questions
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(21 Up Votes)FINRA Series-7 Exam Overview:
| Certification Vendor: | Financial Industry Regulatory Authority (FINRA) |
| Exam Name: | General Securities Representative Qualification Examination (GS) |
| Exam Number: | Series 7 |
| Exam Format: | Multiple Choice |
| Real Exam Qty: | 125 (scored; additional unscored pretest items may be included) |
| Certificate Validity Period: | Varies by registration status |
| Passing Score: | 72% (scaled, typical passing standard) |
| Exam Price: | USD 395 |
| Exam Duration: | 225 minutes |
| Related Certifications: | Securities Industry Essentials (SIE) |
| Available Languages: | English |
| Sample Questions: | FINRA Series-7 Sample Questions |
| Exam Way: | Administered at FINRA-approved testing centers (computer-based) |
| Pre Condition: | Must be associated with and sponsored by a FINRA member firm; must pass the Securities Industry Essentials (SIE) exam alongside Series 7 |
| Official Syllabus URL: | https://www.finra.org/registration-exams-ce/qualification-exams/series7 |
FINRA Series-7 Exam Syllabus Topics:
| Section | Objectives |
|---|---|
| Topic 1: Seeks Business for the Broker-Dealer from Customers and Potential Customers | |
| Topic 2: Obtains and Verifies Customers’ Purchase and Sales Instructions and Agreements; Processes, Completes, and Confirms Transactions | |
| Topic 3: Opens Accounts after Obtaining and Evaluating Customers' Financial Profile and Investment Objectives | |
| Topic 4: Provides Customers with Information about Investments, Makes Recommendations, Transfers Assets and Maintains Appropriate Records |
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