FINRA Series7 Exam Details & Actual Exam Questions
- Exam Code/Number: Series7
- Exam Name/Title: General Securities Representative Examination (GS)
- Certification Provider: FINRA
- Corresponding Certification: FINRA Certification
- Exam Questions: 400
- Updated On: Jul,20 2026
- Certification Level: Professional
FINRA General Securities Representative Examination (GS) Exam Questions
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(26 Up Votes)FINRA Series7 Exam Overview:
| Certification Vendor: | FINRA |
| Exam Name: | General Securities Representative Examination (GS) |
| Exam Number: | Series 7 |
| Real Exam Qty: | 125 scored questions |
| Exam Duration: | 225 minutes |
| Certificate Validity Period: | Registration remains valid while properly maintained through a FINRA member firm; qualification may lapse if registration is terminated for two or more years unless otherwise permitted by FINRA rules. |
| Exam Format: | Computer-based, Multiple-choice |
| Exam Price: | USD 300 |
| Passing Score: | 72% |
| Related Certifications: | Securities Industry Essentials (SIE) Exam General Securities Representative Registration (Series 7) |
| Available Languages: | English |
| Sample Questions: | FINRA Series7 Sample Questions |
| Exam Way: | Computer-based examination administered at Prometric test centers under FINRA authorization. |
| Pre Condition: | Candidates must pass the Securities Industry Essentials (SIE) Exam and be associated with and sponsored by a FINRA member firm or other applicable self-regulatory organization member to obtain the Series 7 registration. |
| Official Syllabus URL: | https://www.finra.org/registration-exams-ce/qualification-exams/series7 |
FINRA Series7 Exam Syllabus Topics:
| Section | Weight | Objectives |
|---|---|---|
| Seeks Business for the Broker-Dealer from Customers and Potential Customers | 9% | - Customer acquisition and prospecting
|
| Obtains and Verifies Customers' Purchase and Sale Instructions and Agreements; Processes, Completes and Confirms Transactions | 7% | - Trade execution and settlement
|
| Provides Customers with Information About Investments, Makes Suitable Recommendations, Transfers Assets and Maintains Appropriate Records | 73% | - Investment products
|
| Opens Accounts After Obtaining and Evaluating Customers' Financial Profile and Investment Objectives | 11% | - Customer accounts and documentation
|
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