IIA IIA-CFSA-BANK Exam Details & Actual Exam Questions

  • Exam Code/Number: IIA-CFSA-BANK
  • Exam Name/Title: Certified Financial Services Auditor - Banking
  • Certification Provider: IIA
  • Corresponding Certification: IIA Certification
  • Certification Level: Professional

IIA Certified Financial Services Auditor - Banking Exam Questions

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IIA IIA-CFSA-BANK Exam Overview:

Certification Vendor:The Institute of Internal Auditors (IIA)
Exam Name:Certified Financial Services Auditor (CFSA) - Banking Discipline
Exam Number:IIA-CFSA-BANK
Related Certifications:Certified Financial Services Auditor (CFSA)
Certified Internal Auditor (CIA)
Certification in Risk Management Assurance (CRMA)
Passing Score:600/750
Exam Price:Varies by IIA membership status and region
Available Languages:English
Exam Format:Computer-based, Multiple Choice Questions
Certificate Validity Period:Annual continuing professional education (CPE) renewal required
Real Exam Qty:115
Exam Duration:175 minutes
Recommended Training:IIA Financial Services Audit Certificate
Exam Registration:Pearson VUE Scheduling
IIA Certification Candidate Management System (CCMS)
Exam Way:Pearson VUE authorized test centers
Pre Condition:Professional experience in internal auditing, banking, or financial services is recommended. Eligibility requirements were established by IIA certification policies.
Official Syllabus URL:https://www.theiia.org/en/content/certifications/certification-candidate-handbook/

IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Topic 1: Regulatory Environment15%- Banking regulations and compliance
  • 1. Consumer protection regulations
    • 2. Regulatory agencies and oversight
      • 3. Capital adequacy and risk management requirements
        • 4. Anti-money laundering requirements
          Topic 2: Auditing Financial Services Products25%- Banking products and services
          • 1. Investment and trust services
            • 2. Retail banking
              • 3. Treasury and cash management
                • 4. Commercial lending
                  Topic 3: Auditing Financial Services Processes15%- Operational auditing
                  • 1. Deposit operations
                    • 2. Fraud prevention and detection
                      • 3. Information systems and technology controls
                        • 4. Loan processing
                          Topic 4: Financial Services Auditing25%- Risk assessment and audit planning
                          • 1. Audit engagement planning
                            • 2. Financial services risk identification
                              • 3. Internal control evaluation
                                Topic 5: Banking Discipline20%- Banking-specific knowledge
                                • 1. Credit risk management
                                  • 2. Asset and liability management
                                    • 3. Interest rate risk
                                      • 4. Liquidity risk
                                        • 5. Bank governance and regulatory expectations
                                          • 6. Capital management


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