ICMA FMFQ Actual Free Exam Questions & Community Discussion

Question #1

Which of the following would not be expected to execute market deals?

A. Operations manager

B. Trader

C. Salesperson

D. Fund manager

Discussion 0

Correct Answer: A Vote an answer

Question #2

Which market regulation introduced the requirement for guaranteeing Best Execution in the Equities market?

A. Basel II

B. Dodd-Franks

C. EMIR

D. MiFID

Discussion 0

Correct Answer: D Vote an answer

Question #3

What sort of company is Bloomberg?

A. Data vendor

B. Legal firm

C. Regulator

D. Trade association

Discussion 0

Correct Answer: A Vote an answer

Question #4

Which of the following is NOT a vlue-weighted index?

A. DJIA

B. CAC40

C. FTSE10C0

D. S&P 500

Discussion 0

Correct Answer: A Vote an answer

Question #5

When a rating agency is assessing a corporate bond rating/ which of the following will they take into consideration in giving their rating?

A. They look at the severity of potential loss without considering the probability of default

B. They take into consideration both probability of default and specific severity of potential loss

C. They assume all bonds will repay and so ignore the probability of default

D. They consider probability of default but must always assume 100% loss

Discussion 0

Correct Answer: B Vote an answer

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